Reshu's father has gifted her shares of a large coment company, with which he had been working. The securities were in physical form. She already has a bank account and does not possess any other forms of securities.
She wished to sell the shares and approached a registered broker for the purpose. Mention one mandatory detail which she will have to provider with the broker.

Reshu's father has gifted her shares of a large cement company, with which he had been working. The secuities were in physical form. She already has a bank account and does not possess any other forms of securities. She wished to sell the shares and approached a registered broker for the purpose. Mention one mandatory detail which she will have to provide with the broker.

Supriya's grandmother who was unwell, called her and gave her a gift packet. Supriya opened the packet and saw many crumpled share certificates inside. Her grandmother told her that they had been left behind by her late grandfather. As no trading is now done in physical forms, Supriya wants to know the process by adopting which she is in a position to deal with these certificates. (a) Identify and state the process. (b) Also give two reasons to Supriya why dealing with shares in physical form had been stopped.

Unicon Securities Pvt. Ltd.' was established to deal in securities. It was registered as a stock broker with National Stock Exchange (NSE) and Bombay Stock Exchange (BSE) to trade in securities listed at these exchanges. It is also a depository participant with CDSL and NSDL. In the first three years, it developed its business successfully. After that the composition of Board of Directors changed. Some customers complained ot the customer care centre of the company that shares purchased by them and for which the payment has been daly made, were not transferred to their D' mat Accounts by 'Unicon securities Pvt. Ltd. The executive of customer care centre promised the aggrieved customers that their sherses will be transferred to their respective D' mat Accounts vary soon. But the company delayed the matter and didn't transfer the shares of the customers to their D' mat Accounts. This eroded investors' confidence and multiplied their grievances. (1) Identify the step of trading procedure in a stock exchange which has not been followed by 'Unicon Securities Pvt. Ltd...' (2) Name the Apex statutory body of capital market to whom customer can complain to redress their grievances.

Prachi is woking in an MNC. She has been given an option to buy the shares of the company at an account less than the market price because of her performance as an incentive. Identify which incentive is being given to her.

Supriya's grandmother who was unwell, called her and gave her a gift packet. Supriya opened the packet and saw many crumpled share certificates inside. Her grandmother told her that they had been left behing by her late grandfather. As no trading is now done in physical form, Supriya wants to know the process by adopting which she is in a position to deal these certificates. (a) Identify and state the precess. (b) Also gvie reasons to Supriya why deeling with shares in physical form had been stopped.